{
  "notice": "Illustrative mapping from the AI Governance Engineer Body of Knowledge v0.5.0 (not a claim of conformity)",
  "version": "0.5.0",
  "license": "CC BY 4.0",
  "licenseUrl": "https://creativecommons.org/licenses/by/4.0/",
  "schemaVersion": 1,
  "schema": "https://aigovernanceengineer.com/api/v1/schemas/control.json",
  "self": "https://aigovernanceengineer.com/api/v1/controls/aige-ctl-agent-009.json",
  "source": "https://aigovernanceengineer.com/controls/agent-runtime#aige-ctl-agent-009",
  "citation": {
    "title": "AI Governance Engineering: The Thesis & Body of Knowledge",
    "authors": [
      "Jorge García Aibar"
    ],
    "parentDoi": "https://doi.org/10.5281/zenodo.22956197",
    "conceptDoi": "https://doi.org/10.5281/zenodo.22857084"
  },
  "control": {
    "id": "AIGE-CTL-AGENT-009",
    "profile": "agent-runtime",
    "url": "https://aigovernanceengineer.com/controls/agent-runtime#aige-ctl-agent-009",
    "json": "https://aigovernanceengineer.com/api/v1/controls/aige-ctl-agent-009.json",
    "title": "Approval log, bound to the call",
    "version": "0.1",
    "status": "draft",
    "reviewerStatus": "open",
    "depth": "derived",
    "objective": "The gate lives outside the model; the approver sees the raw call first; an approval is single-use and bound to a hash of the parameters; no answer means no action; approval rate, time to decide and override rate are measured.",
    "failureModes": [
      "ASI09: Fluent, confident or persuasive agent output leads people to approve harmful actions, disclose information or skip the check they were meant to make."
    ],
    "scope": "Every agent that calls tools, in production or in an evaluation harness.",
    "enforcementPoints": [
      "runtime"
    ],
    "verification": [],
    "evidence": [
      {
        "artefact": "Approval log with parameter hashes; oversight metrics",
        "schemaId": null,
        "schema": null,
        "layer": 4
      }
    ],
    "failureResponse": {
      "effect": "deny",
      "text": "No answer means no action: an approval request that times out closes without the call."
    },
    "layer": 4,
    "secondaryLayers": [
      5
    ],
    "patterns": [
      {
        "slug": "human-in-the-loop-gate",
        "title": "Human-in-the-loop Gate",
        "url": "https://aigovernanceengineer.com/patterns/human-in-the-loop-gate"
      }
    ],
    "seeds": [
      {
        "id": "approval-log",
        "title": "Approval log, bound to the call",
        "url": "https://aigovernanceengineer.com/bok/governing-agents#what-a-good-approval-looks-like"
      }
    ],
    "derivedFrom": [],
    "mappings": {
      "obligations": [
        {
          "id": "AIGE-OBL-EUAIA-ART14",
          "name": "EU AI Act Art. 14 human oversight",
          "url": "https://aigovernanceengineer.com/obligations/aige-obl-euaia-art14"
        },
        {
          "id": "AIGE-OBL-EUAIA-ART13",
          "name": "EU AI Act Art. 13 transparency and information to deployers",
          "url": "https://aigovernanceengineer.com/obligations/aige-obl-euaia-art13"
        },
        {
          "id": "AIGE-OBL-EUAIA-ART50",
          "name": "EU AI Act Art. 50 transparency for certain AI systems",
          "url": "https://aigovernanceengineer.com/obligations/aige-obl-euaia-art50"
        },
        {
          "id": "AIGE-OBL-OWASP-AGENTIC",
          "name": "Top 10 for Agentic Applications 2026",
          "url": "https://aigovernanceengineer.com/obligations/aige-obl-owasp-agentic"
        }
      ],
      "iso42001": [
        {
          "id": "A.8.2",
          "title": "System documentation and information for users"
        },
        {
          "id": "A.9.2",
          "title": "Processes for responsible use of AI systems"
        }
      ],
      "nistAiRmf": [],
      "owasp": [
        {
          "id": "asi09",
          "externalId": "ASI09",
          "name": "Human-Agent Trust Exploitation",
          "url": "https://aigovernanceengineer.com/resources/threats#threat-asi09"
        }
      ],
      "atlas": [],
      "aiuc1": [],
      "csaAicm": [],
      "other": []
    },
    "references": [
      {
        "n": 13,
        "title": "Governing AI agents",
        "text": "Governing AI agents (AI Governance Engineering Body of Knowledge v0.5.0, chapter 23, section \"What a good approval looks like\"). AI Governance Engineer (Jorge García Aibar). 2026-09.",
        "url": "https://aigovernanceengineer.com/bok/governing-agents#what-a-good-approval-looks-like",
        "verified": "primary"
      },
      {
        "n": 2,
        "title": "OWASP Top 10 for Agentic Applications for 2026",
        "text": "OWASP Top 10 for Agentic Applications for 2026 (ASI01 Agent Goal Hijack to ASI10 Rogue Agents). OWASP GenAI Security Project. 2025-12-09.",
        "url": "https://genai.owasp.org/resource/owasp-top-10-for-agentic-applications-for-2026/",
        "verified": "primary"
      },
      {
        "n": 3,
        "title": "ISO/IEC 42001:2023, AI management systems, Annex A",
        "text": "ISO/IEC 42001:2023, AI management systems, Annex A (reference control objectives and controls A.2 to A.10, cited by id and short title). ISO/IEC. 2023.",
        "url": "https://www.iso.org/standard/81230.html",
        "verified": "secondary"
      }
    ],
    "implementationNotes": [
      "Show the call, not the story: the approver sees the tool, the parameters and the target as the gateway will execute them, then the agent's reason, the risk and what happens on rejection.",
      "Send to a person only the actions that need one: a checkpoint that fires hundreds of times a day on someone with other work becomes a rubber stamp, and its log then launders the decisions it was meant to examine."
    ],
    "openQuestions": [
      "Verification procedure and evidence schema to be specified; requires technical review."
    ],
    "observation": null,
    "observationSchema": "https://aigovernanceengineer.com/schemas/control-observation.v1.json",
    "examples": []
  }
}